Top 5 things You Need to Know to Get and Stay Compliant with New Department of Labor (DOL) Final Rule
Compliance with the April 2016 Department of Labor (DoL) ruling affecting financial advisors as well as plan sponsors, funds, and producers who provide incentives to advisors is coming fast. Are you ready? For companies not already working on their response strategy, time is rapidly running out.
View the on-demand webinar where financial services veteran Joel Bruckenstein from Technology Tools for Today and DocuSign discuss:
- Key requirements of the DOL’s final rule
- Five ways to meet compliance requirements, particularly related to enhanced disclosure
- How to use rapid implementation strategies to hit critical DOL deadlines
- Ways to improve the customer experience for clients and brokers